UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Tradeweb Markets Inc.
(Name of Issuer)
Class A Common Stock, par value $0.00001
per share
(Title of Class of Securities)
892672106
(CUSIP Number)
Timothy Knowland
General Counsel, Corporate Transactions, Corporate Functions and Anti-trust
London Stock Exchange Group plc
10 Paternoster Square
London
EC4M 7LS
Tel: +44 (0) 20 7797 1000
with a copy to:
Michael Levitt
Freshfields Bruckhaus Deringer US LLP
601 Lexington Avenue
New York, NY 10022
Tel: (212) 277-4000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
June 25, 2021
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 892672106
| 1 | NAMES OF REPORTING PERSONS Refinitiv US PME LLC | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||
| (a) ¨ (b) x | |||
| 3 | SEC USE ONLY | ||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||
| OO | |||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||
| ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| Delaware | |||
| NUMBER OF | 7 | SOLE VOTING POWER | |
| SHARES | 22,988,329 | ||
| BENEFICIALLY | 8 | SHARED VOTING POWER | |
| OWNED BY | 0 | ||
| EACH | 9 | SOLE DISPOSITIVE POWER | |
| REPORTING | 22,988,329 | ||
| PERSON | 10 | SHARED DISPOSITIVE POWER | |
| WITH | 0 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 22,988,329 | |||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||
| 18.0% | |||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
| OO | |||
CUSIP No. 892672106
| 1 | NAMES OF REPORTING PERSONS Refinitiv US LLC | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||
| (a) ¨ (b) x | |||
| 3 | SEC USE ONLY | ||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||
| OO | |||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||
| ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| Delaware | |||
| NUMBER OF | 7 | SOLE VOTING POWER | |
| SHARES | 22,988,329 | ||
| BENEFICIALLY | 8 | SHARED VOTING POWER | |
| OWNED BY | 0 | ||
| EACH | 9 | SOLE DISPOSITIVE POWER | |
| REPORTING | 22,988,329 | ||
| PERSON | 10 | SHARED DISPOSITIVE POWER | |
| WITH | 0 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 22,988,329 | |||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||
| 18.0% | |||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
| OO | |||
CUSIP No. 892672106
| 1 | NAMES OF REPORTING PERSONS LSEGA, Inc. | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||
| (a) ¨ (b) x | |||
| 3 | SEC USE ONLY | ||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||
| OO | |||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||
| ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| Delaware | |||
| NUMBER OF | 7 | SOLE VOTING POWER | |
| SHARES | 22,988,329 | ||
| BENEFICIALLY | 8 | SHARED VOTING POWER | |
| OWNED BY | 0 | ||
| EACH | 9 | SOLE DISPOSITIVE POWER | |
| REPORTING | 22,988,329 | ||
| PERSON | 10 | SHARED DISPOSITIVE POWER | |
| WITH | 0 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 22,988,329 | |||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||
| 18.0% | |||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
| CO | |||
CUSIP No. 892672106
| 1 | NAMES OF REPORTING PERSONS Refinitiv TW Holdings Ltd. | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||
| (a) ¨ (b) x | |||
| 3 | SEC USE ONLY | ||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||
| OO | |||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||
| ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| Cayman Islands | |||
| NUMBER OF | 7 | SOLE VOTING POWER | |
| SHARES | 96,933,192 | ||
| BENEFICIALLY | 8 | SHARED VOTING POWER | |
| OWNED BY | 0 | ||
| EACH | 9 | SOLE DISPOSITIVE POWER | |
| REPORTING | 96,933,192 | ||
| PERSON | 10 | SHARED DISPOSITIVE POWER | |
| WITH | 0 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 96,933,192 | |||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||
| 48.1% | |||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
| OO | |||
CUSIP No. 892672106
| 1 | NAMES OF REPORTING PERSONS Refinitiv Parent Limited | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||
| (a) ¨ (b) x | |||
| 3 | SEC USE ONLY | ||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||
| OO | |||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||
| ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| Cayman Islands | |||
| NUMBER OF | 7 | SOLE VOTING POWER | |
| SHARES | 119,921,521 | ||
| BENEFICIALLY | 8 | SHARED VOTING POWER | |
| OWNED BY | 0 | ||
| EACH | 9 | SOLE DISPOSITIVE POWER | |
| REPORTING | 119,921,521 | ||
| PERSON | 10 | SHARED DISPOSITIVE POWER | |
| WITH | 0 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 119,921,521 | |||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||
| 53.4% | |||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
| OO | |||
CUSIP No. 892672106
| 1 | NAMES OF REPORTING PERSONS London Stock Exchange Group plc | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||
| (a) ¨ (b) x | |||
| 3 | SEC USE ONLY | ||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||
| OO | |||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||
| ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| England and Wales | |||
| NUMBER OF | 7 | SOLE VOTING POWER | |
| SHARES | 119,921,521 | ||
| BENEFICIALLY | 8 | SHARED VOTING POWER | |
| OWNED BY | 0 | ||
| EACH | 9 | SOLE DISPOSITIVE POWER | |
| REPORTING | 119,921,521 | ||
| PERSON | 10 | SHARED DISPOSITIVE POWER | |
| WITH | 0 | ||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 119,921,521 | |||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||
| 53.4% | |||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
| HC, CO | |||
Explanatory Note
This Amendment No. 3 (this “Amendment No. 3”) amends and supplements the beneficial ownership statement on Schedule 13D originally filed on February 8, 2021 (the “Original Statement”), as amended by Amendment No. 1 (“Amendment No. 1”) filed on March 1, 2021 and Amendment No. 2 (“Amendment No. 2”) filed on March 12, 2021, on behalf of (i) Refinitiv US PME LLC, a Delaware limited liability company, (ii) Refinitiv US LLC, a Delaware limited liability company, (iii) LSEGA, Inc. a Delaware corporation, (iv) Refinitiv TW Holdings Ltd., a Cayman Islands exempted company, (v) Refinitiv Parent Limited, a Cayman Islands exempted company, and (vi) London Stock Exchange Group plc, a public limited company organized in England and Wales. Each of the foregoing is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons”. The Original Statement, as amended by Amendment No. 1, Amendment No. 2 and this Amendment No. 3 (the “Schedule 13D”), relates to the Class A Common Stock, par value $0.00001 per share (the “Class A Common Stock”), of Tradeweb Markets Inc., a Delaware corporation (the “Issuer”)
Capitalized terms used herein but not defined shall have the meanings ascribed to them in the Original Statement. This Amendment No. 3 amends the Schedule 13D as specifically set forth herein. Except as set forth on the cover pages hereto and as set forth below, all previous Items in the Schedule 13D remain unchanged.
| Item 4. | Purpose of the Transaction |
The last two paragraphs of Item 4 are hereby amended and restated as follows:
The Stockholders Agreement (as defined below) requires the Issuer to nominate a number of individuals designated by Refinitiv US PME LLC and Refinitiv Parent Limited (the “Refinitiv Owners”) for election as directors of the Issuer at any meeting of the Issuer’s stockholders (each a “Refinitiv Director”) such that, upon the election of each such individual, and each other individual nominated by or at the direction of the Issuer’s Board or a duly-authorized committee of the Board, as a director of the Issuer, the number of Refinitiv Directors serving as directors of the Issuer will be equal to, if the Refinitiv Owners and their affiliates together continue to hold at least 50% of the combined voting power of the Issuer’s outstanding common stock as of the record date for such meeting, the total number of directors comprising the entire Board. In addition, in the case of a vacancy on the Issuer’s Board created by the removal, resignation or otherwise of a Refinitiv Director, the Stockholders Agreement, to the extent the Refinitiv Owners continue to be entitled to nominate such Refinitiv Director, requires the Issuer to nominate an individual designated by the Refinitiv Owners for election to fill the vacancy. On March 9, 2021, Debra Walton resigned from the Board of the Issuer, effective March 18, 2021. On March 9, 2021, the Board of the Issuer appointed Murray Roos, age 45, as a Class I director, effective March 19, 2021. Mr. Roos has served as the Group Director, Capital Markets, and as a member of the Executive Committee of LSEG since April 2020. Mr. Roos will hold office until the annual meeting of stockholders to be held in 2023 and until his successor shall be elected and qualified or until his earlier death, resignation, retirement, disqualification or removal. On June 25, 2021, Brian West resigned from the Board of the Issuer, effective June 30, 2021. On June 25, 2021, the Board of the Issuer appointed Balbir Bakhshi, age 51, as a Class II director, effective July 1, 2021. Mr. Bakhshi has served as the Chief Risk Officer and as a member of the Executive Committee of LSEG since January 2021. Mr. Bakhshi will hold office until the annual meeting of stockholders to be held in 2024 and until his successor shall be elected and qualified or until his earlier death, resignation, retirement, disqualification or removal. Any nominees to the Issuer’s Board may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule 13D.
Except as described in this Schedule 13D, as at the date of this filing, the Reporting Persons do not have any approved plans or proposals that relate to or would result in any of the actions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D, although, subject to the agreements described herein, the Reporting Persons, at any time and from time to time, may review, reconsider and change their position and/or change their purpose and/or develop such plans and may seek to influence management or the Board of the Issuer with respect to the business and affairs of the Issuer and may from time to time consider pursuing or proposing such matters with advisors, the Issuer or other persons.
| Item 5. | Interest in Securities of the Issuer |
The first two sentences of paragraphs (a) and (b) of Item 5 are hereby amended and restated as follows:
(a) and (b) Calculations of the percentage of shares of Class A Common Stock beneficially owned assume that 104,759,476 shares of Class A Common Stock were outstanding as of April 21, 2021, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on April 30, 2021, and also takes into account the shares of Class A Common Stock underlying any shares of Class B Common Stock or non-voting common units (the “LLC Interests”) of Tradeweb Markets LLC, a subsidiary of the Issuer, held by Reporting Persons, as applicable. Each of the Reporting Persons may be deemed to be the beneficial owner of the shares of Class A Common Stock listed on such Reporting Person’s cover page.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: June 30, 2021
| REFINITIV US PME LLC | ||
| By: | /s/ Teresa Hogan as Attorney-in-Fact | |
| REFINITIV US LLC | ||
| By: | /s/ Teresa Hogan as Attorney-in-Fact | |
| LSEGA, INC. | ||
| By: | /s/ Teresa Hogan as Attorney-in-Fact | |
| REFINITIV TW HOLDINGS LTD. | ||
| By: | /s/ Teresa Hogan as Attorney-in-Fact | |
| REFINITIV PARENT LIMITED | ||
| By: | /s/ Teresa Hogan as Attorney-in-Fact | |
| LONDON STOCK EXCHANGE GROUP PLC | ||
| By: | /s/ Teresa Hogan as Attorney-in-Fact | |
SCHEDULE I
ADDITIONAL INFORMATION CONCERNING THE REPORTING PERSONS
London Stock Exchange Group plc
| Name | Principal Address | Principal Occupation | Citizenship | |||
| Executive Officers | ||||||
| David Schwimmer | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Executive Officer and Executive Director, LSEG | United States | |||
| Anna Manz | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Financial Officer and Executive Director, LSEG | Great Britain | |||
| Balbir Bakhshi | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Risk Officer, LSEG | Great Britain | |||
| Catherine Johnson | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | General Counsel, LSEG | Great Britain | |||
| Tim Jones | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief People Officer, LSEG | Great Britain | |||
| Daniel Maguire | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Group Head, Post Trade & CEO, LCH Group, LSEG | Great Britain | |||
| Anthony McCarthy | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Information Officer, LSEG | United States | |||
| Andrea Remyn Stone | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Product Officer, Data & Analytics, LSEG | United States | |||
| Murray Roos | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Group Head, Capital Markets, LSEG | Great Britain |
| David Shalders | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Operating Officer and Head of Integration, LSEG | Great Britain | |||
| Brigitte Trafford | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Communications and Marketing Officer, LSEG | Great Britain | |||
| Debra Walton | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chief Revenue Officer, Data & Analytics, LSEG | United States | |||
| Directors | ||||||
| Don Robert | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chairman of the Board of LSEG | United States, Great Britain | |||
| Jacques Aigrain | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chairman of the Board of LyondellBasell Industries NV, Chairman of the Board of Singular Bank S.A.U. and Non-Executive Director of WPP plc. | France, Switzerland | |||
| Dominic Blakemore | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Group Chief Executive Officer of Compass Group PLC. | Great Britain | |||
| Martin Brand | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Senior Managing Director and co-head of U.S. Acquisitions for Blackstone’s Private Equity Group. | United States | |||
| Erin Brown | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Head of Finance, Thomson Reuters Corporates segment. | Great Britain, Canada | |||
| Professor Kathleen DeRose | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Non-Executive Director of Voya Financial, Inc. Clinical Associate Professor of Finance at the New York University Leonard N. Stern School of Business | United States |
| Tsega Gebreyes | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Founding Partner at Satya Capital Limited, Non-Executive Director of SES S.A. | Ethiopia | |||
| Cressida Hogg CBE | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chair of the Board of Directors of Landsec Group plc | Great Britain | |||
| Stephen O'Connor | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Chairman of the Board of Quantile Technologies Limited and Chairman of HSBC Bank plc | Great Britain | |||
| Dr. Val Rahmani | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Non-Executive Director at RenaissanceRe Holdings Limited, Non-Executive Director of Computer Task Group Inc, Non-Executive Director of Entrust Datacard, Non-Executive Director of Rungway and Director of Elliott Opportunity SPAC. | United States, Great Britain | |||
| Douglas M. Steenland | c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS | Senior Adviser to Blackstone Private Equity Group | United States | |||
| Ashok Vaswani |
c/o: London Stock Exchange Group, plc, 10 Paternoster Square, London, EC4M 7LS
|
Chief Executive Officer, Global Consumer Banking & Payments at Barclays plc | Singapore |
Refinitiv US PME LLC
| Name and Title | Principal Address | Principal Occupation | Citizenship | |||
| Directors | ||||||
| Richard Hoponick | 1 Station Place, Stamford, CT 06902 | Head of Financial Controls | United States | |||
| Paul Jacobson | 1 Station Place, Stamford, CT 06902 | Financial Controller, Data & Analytics | United States |
Refinitiv US LLC
| Name and Title | Principal Address | Principal Occupation | Citizenship | |||
| Directors | ||||||
| Richard Hoponick | 1 Station Place, Stamford, CT 06902 | Head of Financial Controls | United States | |||
|
Paul Jacobson |
1 Station Place, Stamford, CT 06902 | Financial Controller, Data & Analytics | United States |
LSEGA, Inc.
| Name and Title | Principal Address | Principal Occupation | Citizenship | |||
| Directors | ||||||
| Michael Ferraro | 28 Liberty Street, 58th Floor, New York 10005 | Head of Finance, Americas, LSEG | United States | |||
| Patricia Wolff | 28 Liberty Street, 58th Floor, New York 10005 | US Financial Controller, LSEG | United States |
Refinitiv TW Holdings Ltd.
| Name and Title | Principal Address | Principal Occupation | Citizenship | |||
| Directors | ||||||
| Timothy Knowland | Five Canada Square, Canary Wharf, London E14 5AQ | General Counsel, Corporate Transactions, Corporate Functions and Anti-trust, LSEG | Great Britain | |||
| Peter Thorn | Five Canada Square, Canary Wharf, London E14 5AQ | Global Transfer Pricing Controller, LSEG | Great Britain |
Refinitiv Parent Limited
| Name and Title | Principal Address | Principal Occupation | Citizenship | |||
| Directors | ||||||
| Timothy Knowland | Five Canada Square, Canary Wharf, London E14 5AQ | General Counsel, Corporate Transactions, Corporate Functions and Anti-trust, LSEG | Great Britain | |||
| Peter Thorn | Five Canada Square, Canary Wharf, London E14 5AQ | Global Transfer Pricing Controller, LSEG | Great Britain |
To the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any Class A Common Stock.