UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On May 11, 2021, Tradeweb Markets Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders. At the 2021 Annual Meeting of Stockholders, stockholders voted on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on March 30, 2021 (the “Proxy Statement”). The final voting results for the matters submitted to a vote of the stockholders were as follows:
Proposal 1: Election of Directors.
The Company’s stockholders elected the persons listed below as Class II directors for a three-year term expiring at the Company’s 2024 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified:
| Nominee |
Votes For |
Votes Withheld |
Broker Non-Votes | |||
| Paula Madoff |
1,255,425,557 | 36,969,301 | 3,032,663 | |||
| Thomas Pluta |
1,260,377,619 | 32,017,239 | 3,032,663 | |||
| Brian West |
1,240,003,230 | 52,391,628 | 3,032,663 |
Proposal 2: Ratification of Appointment of Deloitte & Touche LLP Independent Registered Public Accounting Firm.
The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.
| Votes For |
Votes Against |
Abstentions | ||
| 1,295,393,998 | 29,830 | 3,693 |
Proposal 3: Advisory Vote on Executive Compensation.
The Company’s stockholders approved, in a non-binding advisory vote, the compensation paid to the Company’s named executive officers (the “Say-On-Pay Vote”) as disclosed in the Proxy Statement.
| Votes For |
Votes Against |
Abstentions |
Broker Non-Votes | |||
| 1,278,118,972 | 14,107,879 | 168,007 | 3,032,663 |
Proposal 4: Advisory Vote on Frequency of Future Advisory Votes on Executive Compensation.
The Company’s stockholders voted, in a non-binding advisory vote, for a frequency for future advisory votes on executive compensation (the “Say-On-Frequency Vote”) as follows:
| 1 Year |
2 Years |
3 Years |
Abstentions |
Broker Non-Votes | ||||
| 78,116,380 | 11,319 | 1,210,409,628 | 3,857,531 | 3,032,663 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TRADEWEB MARKETS INC. | ||||||
| Date: May 17, 2021 | By: | /s/ Douglas Friedman | ||||
| Name: | Douglas Friedman | |||||
| Title: | General Counsel | |||||